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Showing 10741 to 10750 of 18851 search results.

  1. Extending the Senior Managers and Certification Regime: Cost-Benefit Analysis [pdf]

    FCA research

    Published: 04/07/2018

  2. MiFID II Independence [pdf]

    Impact assessments

    Published: 04/07/2018

  3. MiFID II Occupational Pension Scheme (OPS) Firms [pdf]

    Impact assessments

    Published: 04/07/2018

  4. PS18/15: Extending the Senior Managers & Certification Regime to insurers - Feedback to CP17/26 and CP17/41 and near-final rules [pdf]

    Policy statements

    Published: 04/07/2018

  5. PS18/14: Extending the Senior Managers & Certification Regime to FCA firms - Feedback to CP17/25 and CP17/40, and near-final rules [pdf]

    Policy statements

    Published: 04/07/2018

  6. CP18/18: Guidance on regular premium PPI complaints and recurring non-disclosure of commission [pdf]

    Consultation papers

    Published: 04/07/2018

  7. PS18/16: Final Guidance: the Duty of Responsibility for insurers and FCA solo-regulated firms [pdf]

    Policy statements

    Published: 04/07/2018

  8. MiFID II Taping [pdf]

    Impact assessments

    Published: 04/07/2018

  9. CP18/19: Introducing the Directory [pdf]

    Consultation papers

    Published: 04/07/2018

  10. MiFID II Investment Research [pdf]

    Impact assessments

    Published: 04/07/2018

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