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  1. Minutes: FCA Board 17 and 18 January 2018 [pdf]

    Meeting minutes

    Published: 09/03/2018

  2. Final Notice 2018: D & J Roofing & Building Services Limited [pdf]

    Final notices

    Published: 09/03/2018

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: Fairbourne Assist Ltd [pdf]

    Final notices

    Published: 08/03/2018

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.

  4. Final Notice 2018: Alex Hope [pdf]

    Final notices

    Published: 07/03/2018

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment sector. We imposed a prohibition.

  5. Societies prosecuted in 2017 under the Co-operative and Community Benefit Societies Act 2014 [pdf]

    Data

    Published: 06/03/2018

    Societies that have been prosecuted for not submitting their annual returns and accounts in 2017.

  6. Societies cancelled in 2017 [pdf]

    Data

    Published: 06/03/2018

    Societies that have been cancelled for not submitting their annual returns and account in 2017.

  7. Final notice 2018: VIP Wealth Ltd [pdf]

    Final notices

    Published: 06/03/2018

    This final notice refers to breaches of COND related to Threshold conditions in the wholesale sector. We imposed a refusal.

  8. Final Notice 2018: Paul John Flowers [pdf]

    Final notices

    Published: 06/03/2018

    This final notice refers to a lack of fitness and propriety and is related to culture/governance in the retail bank sector. We imposed a prohibition.

  9. Final Notice 2018: Oaklea Autos NI Ltd [pdf]

    Final notices

    Published: 06/03/2018

    This final

  10. Final Notice 2018: Guillaume Adolph [pdf]

    Final notices

    Published: 05/03/2018

    This final notice refers to breaches of PRIN 5 and FIT related to benchmarks, lack of fitness/propriety and wholesale conduct in the investment bank sector. We imposed a fine and a prohibition.
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