Publications
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PS25/12: Changes to the safeguarding regime for payments and e-money firms
Feedback, FCA's response, final rules and guidance to proposals for the Supplementary Regime and Post-Repeal Regime. -
Sustainability entity report [pdf]
What a sustainability entity report should contain, including requirements for firms using labels or sustainability-related terms in their product names and marketing. -
Climate reporting by asset managers, life insurers and FCA-regulated pension providers
The FCA sets out the findings and next steps following its review into firms' climate reporting in line with its rules. -
Notice of Decision 2025: Mark Hawksworth (also trading as Millenium Motor Company) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision: John Griffiths [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2025: Neil Woodford [pdf]
This Decision Notice refers to breaches of Principles 2 and 6 of the FCA’s Statements of Principle for Approved Persons for failing to act with due skill, care and diligence. -
Notice of Decision 2025: HARRIS TRUCK & VAN (NE) LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Mr Paul Anthony Haswell [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2025: Woodford Investment Management Ltd [pdf]
This Decision Notice refers to a breach of Principle 2 of the FCA’s Principles for Businesses for failing to act with due skill, care and diligence. -
Final Notice 2025: Landmark Law Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation.