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Evaluation Paper 25/1: Our ban on contingent charging and other remedies in 2020: effects on market structure, pricing, and uptake of advice
The FCA has evaluated the effects of our 2020 ban on contingent charging. -
Final Notice 2025: Infinox Capital Limited [pdf]
This Final Notice refers to breaches of Article 26(1) of MiFIR related to a failure to report transactions in the trading firm sector. We imposed a financial penalty. -
Notice of Decision 2025: Ranjit Jutley [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Notice of Decision 2025: D Welch (Scaffolding) Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Ridha Motors Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on list of principal firms - January 2025
FCA provides information on list of principal firms. -
Notice of Decision 2025: New Era Group Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Donal McMeel [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Phoenix Automotive Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: CN Wealth Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.