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Retirement income advice survey [pdf]
This survey is for completion by Directly Authorised firms, including Principal Firms that have Appointed Representatives (ARs). -
Occasional Paper 64: OTC market frictions in stressed markets [pdf]
Our research shows a substantial link between over-the-counter (OTC) market frictions and the decrease in gilt market liquidity during -
Notice of Decision 2024: Bad Boy Motorz Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Retirement Income Advice Assessment Tool [xlsx]
Our Retirement Income Advice Assessment Tool -
Occasional Paper 64: OTC market frictions in stressed markets
Our research explores the impact of over-the-counter (OTC) market frictions on liquidity in the UK gilt market. -
Portfolio Letter: FCA Strategy For Consumer Lending [pdf]
In this letter we focus on three portfolios in the Consumer Lending market: High-Cost Lending, Mainstream Consumer Credit Lending and Credit Unions. When we refer to ‘Consumer Lending’ throughout this letter, we are only referring to these -
Instructions for Retirement Income Advice Assessment Tool (RIAAT) [pdf]
Retirement Income Advice Assessment Tool instructions. -
Thematic review of Retirement Income Advice
Our findings on how the retirement income advice market is working and whether consumers are receiving appropriate advice on meeting their income needs in retirement. -
Dear CEO letter: Thematic Review of Retirement Income Advice [pdf]
Our review of retirement income advice. -
Information on SMF roles - March 2024
FCA provides information on SMF roles.