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Our approach to competition
The FCA promotes effective competition in the interests of consumers. -
Our approach to supervision
Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public. -
Information on Senior Management Functions - March 2024
FCA provides information on Senior Management Functions. -
Notice of Decision 2024: LS & VS Johal - On 27 June 2024, an annulment application was accepted by the Authority and the firm’s authorisation was restored [pdf]
This Notice of Decision (LS & VS Johal) refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 27 June 2024, an annulment application was accepted by the Authority and the firm’s authorisation was restored -
Decision Notice 2023: Nailesh Manubhai Teraiya [pdf]
This Decision Notice refers to breaches of APER 1 related to a trading strategy which resulted in unlawful tax reclaims in the trading firms sector. Our view is that a financial penalty and prohibition should be imposed. -
Notice of Decision 2024: Juvea Medical Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024:VULCAN CARS UK LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Garden County Vending Limited [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Hamblyn Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: R & A Television Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.