Publications

Showing 4851 to 4860 of 18814 search results.

4851. Modification by Consent: COBS 8.1.1R [docx]

      Forms

      Published: 11/09/2023

      This modification form is to enable Child Trust Funds (CTFs) providers to move matured CTFs to a protected account or by bulk transfer to a new provider.

4852. Notice of Decision 2023: Technology Consulting Finance Limited [pdf]

      Decision notices

      Published: 11/09/2023

      This Notice of Decision (Technology Consulting Finance Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

4853. modification-by-consent-of-sup-16-23a-6-direction.docx [docx]

      Forms

      Published: 11/09/2023

      This modification by consent will enable the Employer’s Liability Trading Office (ELTO) to be classed as 'an auditor' for the purposes of ICOBS 8.4.4R (1) (C)

4854. PS23/13: Introducing a gateway for firms who approve financial promotions

      Policy statements

      Published: 11/09/2023

      Last modified: 16/11/2023

      The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions.

4855. Final Notice 2023: Avanao Limited (trading as carloans.co.uk) [pdf]

      Final notices

      Published: 08/09/2023

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

4856. Final Notice 2023: Gillian Sweeney [pdf]

      Final notices

      Published: 08/09/2023

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

4857. Notice of Decision 2023: M&C Car Centre Limited [pdf]

      Decision notices

      Published: 08/09/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4858. Final Notice 2023: Fleetway Hiring Limited [pdf]

      Final notices

      Published: 08/09/2023

      This final notice (Fleetway Hiring Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the insurance intermediaries sector. We imposed a cancellation.

4859. Final Notice 2023: Progress Motor Company Ltd [pdf]

      Final notices

      Published: 08/09/2023

      This final notice (Progress Motor Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

4860. Notice of Decision 2023: Kenneth Martin Photography Ltd [pdf]

      Decision notices

      Published: 08/09/2023

      This Notice of Decision (Kenneth Martin Photography Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.