Publications
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CP23/19: Future Regulatory Framework - The Insurance Distribution Directive [pdf]
CP23/19: Future Regulatory Framework - The Insurance Distribution Directive. -
Notice of Decision 2023: J J Shannon Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Hospitality and gifts log, April - June 2023 [pdf]
Hospitality and gifts received by the FCA’s Chairman, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors. -
Review of the treatment of domestic politically exposed persons (PEPs): terms of reference [pdf]
Terms of reference for the FCA’s review of how regulated firms treat domestic politically exposed persons (PEPs). -
Sam Woods: Allowances and expenses 2023-2024 [pdf]
Summary of allowances and expenses claimed by Sam Woods, including hospitality given outside of the FCA. -
Jessica Rusu: Allowances and expenses 2023-2024 [pdf]
Summary of allowances and expenses claimed by Jessica Rusu, including hospitality given outside of the FCA. -
Steve Smart: Allowances and expenses 2023-2024 [pdf]
Summary of allowances and expenses claimed by Steve Smart, including hospitality given outside of the FCA. -
David Geale: Allowances and expenses 2023-2024 [pdf]
Summary of allowances and expenses claimed by David Geale, including hospitality given outside of the FCA. -
Sheldon Mills: Allowances and expenses 2023-2024 [pdf]
Summary of allowances and expenses claimed by Sheldon Mills, including hospitality given outside of the FCA. -
Alice Maynard: Allowances and expenses 2023-2024 [pdf]
Summary of allowances and expenses claimed by Alice Maynard, including hospitality given outside of the FCA.