Publications

Showing 4921 to 4930 of 18820 search results.

4921. Information on enforcement cases - August 2023

      FOI releases

      Published: 30/08/2023

      Last modified: 01/01/2025

      FCA provides information on enforcement cases.

4922. Notice of Decision 2023: BCP Caravans Ltd [pdf]

      Decision notices

      Published: 30/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4923. Final Notice 2023: MC Motor Sales Ltd [pdf]

      Final notices

      Published: 30/08/2023

      This final notice refers to a failure to satisfy threshold conditions (COND). We refused the firm’s application for authorisation.

4924. Notice of Decision 2023: Lenken Limited [pdf]

      Decision notices

      Published: 29/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4925. Inside FCA podcast interview financial crime with Emad A [mp3]

      Published: 29/08/2023

4926. Variation of FCA transitional direction for the derivatives trading obligation [pdf]

      Handbook

      Published: 29/08/2023

      Variation of FCA transitional direction for the derivatives trading obligation.

4927. Revocation of FCA transitional direction for the share trading obligation [pdf]

      Handbook

      Published: 29/08/2023

      Revocation of FCA transitional direction for the share trading obligation.

4928. Explanatory note: Direction to vary FCA Transitional Direction for the Derivatives Trading Obligation [pdf]

      Handbook

      Published: 29/08/2023

      Note on direction to vary FCA Transitional Direction for the Derivatives Trading Obligation.

4929. Explanatory note on FCA revocation of FCA direction on the Share Trading Obligation [pdf]

      Handbook

      Published: 29/08/2023

      Note on the FCA direction to revoke FCA Transitional Direction for the Share Trading Obligation.

4930. Terms of Reference for the Wider Implications Framework [pdf]

      Corporate documents

      Published: 29/08/2023

      Incorporating the statutory statement of policy for the cooperation duty under section 415C FSMA.