Publications

Showing 4971 to 4980 of 18817 search results.

4971. PS24/4: Rules relating to Securitisation

      Policy statements

      Published: 07/08/2023

      Last modified: 30/04/2024

      The FCA sets out our final rules for the UK securitisation markets.

4972. Information on whistleblower reports - August 2023

      FOI releases

      Published: 07/08/2023

      Last modified: 31/12/2024

      Information on whistle-blower reports - August 2023.

4973. First Supervisory Notice 2023: Wilton Corporate Finance Limited [pdf]

      Supervisory notices

      Published: 07/08/2023

      For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Wilton Corporate Finance

4974. Notice of Decision 2023: Baileyautomotive [pdf]

      Decision notices

      Published: 04/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   

4975. Notice of Decision 2023: Umer Farooq [pdf]

      Decision notices

      Published: 04/08/2023

      This Notice of Decision (Umer Farooq) refers to a failure to carry on regulated activities. We imposed a cancellation.

4976. Notice of Decision 2023: DNS Claims Ltd [pdf]

      Decision notices

      Published: 04/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4977. Financial promotions quarterly data 2023 Q2

      Data

      Published: 04/08/2023

      Last modified: 03/11/2023

      We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.

4978. Portfolio letter: Our supervisory strategy for Principal Trading Firms [pdf]

      Portfolio letters

      Published: 04/08/2023

      This letter details our view of the most important risks arising from Principal Trading firms, what we think drives those risks, and the FCA’s supervisory focus for the next two years.

4979. Notice of Decision 2023: Waris Afzal [pdf]

      Decision notices

      Published: 03/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4980. Notice of Decision 2023: Michael Joseph Bentley [pdf]

      Decision notices

      Published: 03/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.