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Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]
The measure prohibits the sale, marketing, and distribution of derivatives and exchange-traded notes (ETNs) that reference particular types of unregulated, transferable cryptoassets to all retail clients by firms in or from the UK. -
Inside FCA Karen Croxson research interview hi version [mp3]
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Inside FCA Karen Croxson research interview lo version [mp3]
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Dr Karen Croxson Inside FCA podcast interview transcript [PDF] [pdf]
Read a transcript of an Inside FCA podcast interview with Dr Karen Croxson, explaining the role of research at the FCA. -
Call for Input: SME access to the Financial Ombudsman Service
We are looking to start a review of the rules extending SME access to FOS. -
OPBAS Multi-PBS project on TCSP risk [pdf]
Report from a multi-PBS project looking at how professional bodies assess TCSP risk. -
Portfolio Letter: FCA priorities for payments firms [pdf]
FCA priorities for payments firms portfolio letter. -
Final Notice 2023: Peak Bikes Limited [pdf]
This final notice (Peak Bikes Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Information on Premier FX Limited - March 2023
FCA provides information on Premier FX Limited - March 2023 -
Commentary on Mortgage lending statistics Q4 2022
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2022 Q4.