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Societies cancelled in 2022 [pdf]
Cancellation of society registrations in 2022 -
Primary Market Bulletin 43
This edition of the FCA’s Primary Market Bulletin covers the launch of multi-factor authentication for FCA systems, financial reporting and non-UK equivalent regimes, and a digital reporting consultation. -
DP23/2: Updating and improving the UK regime for asset management
The FCA wants your views on the current UK regime for regulating funds and asset managers. -
Inside FCA Podcast: What the Consumer Duty means for authorisation [pdf]
Read the Inside FCA Podcast interview transcript with Alex MacDermott on what the Consumer Duty means for authorisation. -
Final Notice 2023: Stratton Leasing Limited [pdf]
'The Final Notice refers to breaches of the suitability and appropriate resources Threshold Conditions (COND), and to be open and co-operative with the Authority (Prin 11) in the consumer credit sector. We imposed a cancellation. -
Regulatory fees and levies 2026/27: Fee-blocks A023 and I025 - funeral plan providers and intermediaries [pdf]
Regulatory fees and levies 2024/25: Fee-blocks A023 and I025 - funeral plan providers and intermediaries -
Authorised Push Payment (APP) fraud TechSprint video transcript [pdf]
Transcript for video highlights of the Authorised Push Payment (APP) fraud TechSprint held in September 2022. -
Final Notice 2022: Tyne Point Car Sales Limited [pdf]
This final notice (Tyne Point Car Sales Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation. -
Final Notice 2023: Amigo Loans Ltd [pdf]
This Final Notice refers to breaches of Principle 2 (skill, care and diligence), Principle 3 (management and control) and Principle 6 (customers’ interests) related to failure to conduct adequate affordability checks in the Consumer Credit sector. -
Information on agreements / MoUs concerning the short-selling of US stocks - February 2023
Information on agreements / MoUs concerning the short-selling- February 2023