Publications

Showing 5551 to 5560 of 18816 search results.

5551. Template for financials for mortgage intermediaries – sole trader and partnerships [xlsx]

      Forms

      Published: 23/01/2023

      Template for mortgage intermediaries (sole trade and partnerships) when submitting authorisation applications.

5552. Decision Notice 2022: David Amporful [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed

5553. Occasional Paper 63: HFTs and Dealer Banks: Liquidity and Price Discovery in FX Trading [pdf]

      FCA research

      Published: 20/01/2023

      We characterise the liquidity provision and price discovery roles of dealers and HFTs in the FX spot market during the sample period between 2012 and 2015.

5554. Decision Notice 2022: First Union (Europe) Limited [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel (First Union (Europe) Limited) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the

5555. Decision Notice 2022: Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited) [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel (Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited)) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations

5556. Decision Notice 2022: Business Support and Financial Company Ltd [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed

5557. Information on residential mortgage sales - January 2023

      FOI releases

      Published: 20/01/2023

      Last modified: 31/12/2024

      FCA provides information on residential mortgage.

5558. Occasional Paper 63: HFTs and dealer banks: liquidity and price discovery in FX trading

      Occasional papers FCA research

      Published: 20/01/2023

      Last modified: 03/06/2026

      We characterise the liquidity provision and price discovery roles of dealers and high-frequency traders in the foreign exchange spot market.

5559. The role of High Frequency Traders in FX markets

      Research articles FCA research

      Published: 20/01/2023

      Last modified: 03/06/2026

      FCA economist Peter O’Neill and Academic Shihao Yu at Columbia University, examine the role of new High-Frequency Trading (HFT) entrants to the once bank dealer dominated Foreign Exchange market.

5560. Information on convictions obtained against individuals- January 2023

      FOI releases

      Published: 18/01/2023

      Last modified: 31/12/2024

      FCA provides information on convictions obtained against individuals.