Publications

Showing 5651 to 5660 of 18816 search results.

5651. Future Regulatory Framework (FRF) Review [pdf]

      Corporate documents

      Published: 09/12/2022

      The FCA's approach to FRF implementation. Delivering these outcomes is a key part of the FCA's public commitments.

5652. Final Notice 2022: BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited [pdf]

      Final notices

      Published: 08/12/2022

      This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Trading Firm sector. We imposed a financial

5653. Insights from the 2021 Cyber Coordination Groups

      Research insights FCA research

      Published: 08/12/2022

      Last modified: 03/06/2026

      An overview of insights arising from the discussions held at the FCA’s quarterly Cyber Coordination Group (CCG) meetings throughout 2021.

5654. Information on crypto assets exchange providers - December 2022

      FOI releases

      Published: 08/12/2022

      Last modified: 09/01/2024

      The FCA provides information on crypto assets exchange providers.

5655. Information on mortgages with advances greater that £5 million - December 2022

      Consumer rights Retail lending

      Published: 08/12/2022

      Last modified: 09/01/2024

      FCA provides information on mortgages with advances greater that £5 million - December 2022

5656. Decision Notice 2022: Poojan Sheth [pdf]

      Decision notices

      Published: 07/12/2022

      Last modified: 10/10/2025

      This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

5657. Decision Notice 2022: Diego Urra [pdf]

      Decision notices

      Published: 07/12/2022

      Last modified: 10/10/2025

      This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

5658. Decision Notice 2022: Jorge Lopez Gonzalez [pdf]

      Decision notices

      Published: 07/12/2022

      Last modified: 10/10/2025

      This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

5659. Information on Whistleblowing - December 2022

      FOI releases

      Published: 07/12/2022

      Last modified: 09/01/2024

      The FCA provides information Whistleblowing.

5660. FCA Board Minutes: 28 October 2022 [pdf]

      Meeting minutes

      Published: 07/12/2022

      Minutes of the FCA Board meeting held on 28 October 2022.