Publications
Search results
Showing 5661 to 5670 of 18816 search results.
-
Information on FCA investigations - December 2022
Information on FCA investigations. -
Regulating pensions and retirement income: FCA/TPR regulatory strategy update
We and The Pensions Regulator have published our update on our 2018 joint regulatory strategy for the pensions and retirement income sector. -
CP22/27: Introducing a gateway for firms who approve financial promotions [pdf]
This consultation paper (CP) sets out proposals for how all firms wanting to continue to approve financial promotions for unauthorised firms will need to apply to the FCA for permission to do so. -
Memorandum of Understanding between Banco de Portugal and UK Authorities for the purposes of supervisory cooperation [pdf]
This Memorandum of Understanding is made between Banco de Portugal, the The Bank of England and the FCA -
Portfolio strategy letter: Financial advisers and intermediaries 2022 [pdf]
This letter provides an update of our view of the key harms in this sector, our expectations of you and a -
CP22/26: Quarterly Consultation Paper No. 38 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Final Notice 2022: Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants) (in liquidation) [pdf]
This Final Notice (Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants)) refers to breaches of Principles 3, 7 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We -
CP22/26: Quarterly Consultation Paper No. 38
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Information on Appointed Representatives - December 2022
FCA provides information on Appointed Representatives. -
General insurance pricing attestation multi-firm review
Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure).