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PS22/13: Calculating redress for non-compliant pension transfer advice [pdf]
This policy statement summarises the feedback we received on Chapters 1‑7 of CP22/15 and the changes we have decided to make to the methodology following consultation. -
CP22/22: Proposed extended asset retention requirements for firms under the British Steel Pension Scheme consumer redress scheme [pdf]
This consultation is proposing an extension to our temporary asset retention rules, following the final rules on the BSPS consumer redress scheme. -
Information on Whistleblowing - November 2022
FCA provides information on Whistleblowing. -
Dear CEO letter - Professional Indemnity Insurance for firms that advised on the British Steel Pension Scheme [pdf]
FCA writes to firms to highlight our announcement of the BSPS redress scheme and set out our expectations of insurers (and where relevant, intermediaries) in relation to the treatment of these policyholders. -
PS22/14: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme
We set out final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who transferred out after being given unsuitable advice to do so. -
Information on DB pension transfer advice-November 2022
FCA provides information on DB pension transfer advice-November 2022. -
Information on FCA criminal investigations -SMF- November 2022
FCA provides information on FCA provides information FCA criminal investigations -SMF. -
PS22/13: Calculating redress for non-compliant pension transfer advice
We set out the changes to our methodology for calculating redress for consumers who suffered financial loss from transferring from a defined benefit to a defined contribution pension scheme following non-compliant advice. This includes former -
PS23/1: Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme
Final rules to extend asset retention rules for certain firms who provided transfer advice to BSPS members. We also summarise feedback to CP22/22. -
Final Notice 2022: Grahams Cars [pdf]
This final notice (Grahams Cars) refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. Therefore, we imposed a cancellation.