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Dear CEO letter: Thematic findings on the effectiveness of governance in credit rating agencies [pdf]
Dear CEO letter: Thematic findings on the effectiveness of governance in credit rating agencies. -
Information on applications received for the authorisations division - October 2022
FCA provides information on -
Decision Notice 2022: Barclays plc [pdf]
This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty. -
Final Notice 2022: Automotive Capital Management Limited [pdf]
This final notice refers to a failure to satisfy the appropriate resources (non-financial) and suitability threshold conditions and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
CFRF Roundtable July 2022 [pdf]
FCA Shares a summary of the discussion held in a CFRF convened roundtable in July 2022, discussing transition to net zero. -
Decision Notice 2022: Barclays Bank plc [pdf]
This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty. -
First Supervisory Notice 2022: Samweb (UK) Ltd [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 137S, of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to give the following directions ('the Directions”) and, pursuant to -
Second Supervisory Notice 2022: Samweb UK Ltd [pdf]
For the reasons given in this Notice, the Authority has decided not to rescind the following Directions and Requirements set out below in paragraph 1.2 which were imposed on the Firm and notified to it in the First Supervisory Notice dated 21 June -
Financial Lives Survey 2022 selected data tables: May 2022 [xlsx]
This selected data is from the FCA's latest Financial Lives survey, on vulnerability and financial resilience, and insights into the financial positions of UK consumers in May 2022. This data contributes to the evidence base on the rising cost of -
Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR [pdf]
Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR