Publications

Showing 5841 to 5850 of 18820 search results.

5841. Handbook Notice 102 [pdf]

      Handbook

      Published: 30/09/2022

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 15 July 2022 and 29 September 2022..

5842. Final Notice 2022: Elite UK Claims [pdf]

      Final notices

      Published: 30/09/2022

      Final Notice 2022: Elite UK Claims. This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Claims Management Company sector. We refused the firm’s application for authorisation

5843. Final Notice 2022: E.A. McCarroll [pdf]

      Final notices

      Published: 29/09/2022

      This Final Notice (E.A. McCarroll) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

5844. Dear CEO letter: Expectations on rising cost of living and insurance [pdf]

      Dear CEO letters

      Published: 29/09/2022

      Dear CEO letter on the FCA's expectations of insurance firms with the rising cost of living

5845. Consumer Duty detailed timeline [pdf]

      Documents

      Published: 27/09/2022

      Full timeline of the key Consumer Duty milestones.

5846. Final Notice 2022: One Life Funeral Planning Limited [pdf]

      Final notices

      Published: 26/09/2022

      This Final Notice (One Life Funeral Planning Limited) refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation

5847. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

      Multi-firm reviews

      Published: 23/09/2022

      Last modified: 03/12/2025

      We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.

5848. CP22/18: Guidance on the trading venue perimeter [pdf]

      Consultation papers

      Published: 22/09/2022

      Last modified: 14/10/2022

      Consultation paper on new guidance on the regulatory perimeter for trading venues

5849. Final Notice 2022: Luke Andrew Durrant [pdf]

      Final notices

      Published: 22/09/2022

      The Final Notice refers to breaches of FIT related to lack of fitness and proprietary in the General Insurance and Pensions sector. We imposed a prohibition.

5850. Final Notice 2022: Gosforth Car Centre Limited [pdf]

      Final notices

      Published: 21/09/2022

      This final notice (Gosforth Car Centre Limited) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.