Publications

Showing 5881 to 5890 of 18816 search results.

5881. CP22/16: OPBAS Sourcebook update [pdf]

      Consultation papers

      Published: 11/08/2022

      CP22/16: Office for Professional Body Anti-Money Laundering Supervision: Sourcebook update

5882. Short Form A - Solo-regulated firms [docx]

      Forms

      Published: 11/08/2022

      Last modified: 16/07/2026

      Application to perform controlled functions including senior management functions.

5883. Cryptoasset Trust Change in Controller Form [docx]

      Forms

      Published: 11/08/2022

      Last modified: 17/01/2025

      Cryptoasset Trust Change in Controller Form

5884. Cryptoasset Individual Change in Controller Form [docx]

      Forms

      Published: 11/08/2022

      Last modified: 17/01/2025

      Cryptoasset Individual Change in Controller Form

5885. FG23/1: OPBAS Sourcebook update

      Finalised guidance

      Published: 10/08/2022

      Last modified: 10/01/2023

      The FCA sets out feedback guidance from consultation on the OPBAS source.

5886. Portfolio Letter: Our Alternatives Supervision Strategy 2022 [pdf]

      Portfolio letters

      Published: 09/08/2022

      The FCA outlines its view of the main risks of harm that alternative investment firms, and the markets in which they operate, pose to their customers - which in turn shape the FCA’s supervisory priorities.

5887. OBIE letter to Joint Regulatory Oversight Committee, 5 July 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Open Banking Implementation Entity's response to our letter on the objectives and expected deliverables of the strategic working group.

5888. OBIE letter to Joint Regulatory Oversight Committee, 1 August 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Open Banking Implementation Entity's response to our letter regarding onboarding the strategic working group chair.

5889. Joint Regulatory Oversight Committee letter to OBIE, 1 August 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Joint Regulatory Oversight Committee's letter to the Open Banking Implementation Entity regarding onboarding the strategic working group chair.

5890. Joint Regulatory Oversight Committee letter to OBIE, 24 June 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Joint Regulatory Oversight Committee's letter to the Open Banking Implementation Entity on the objectives and expected deliverables of the strategic working group.