Publications

Showing 5981 to 5990 of 18816 search results.

5981. First Supervisory Notice 2022: Alexander David Securities Limited [pdf]

      Supervisory notices

      Published: 04/07/2022

      For the reasons given in this First Supervisory Notice, and pursuant to section 55L(2)(a) and (c) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements.

5982. CP22/11: Winding down 'synthetic' sterling LIBOR and US dollar LIBOR [pdf]

      Consultation papers

      Published: 30/06/2022

      We seek views on winding down the 1, 3 and 6-month synthetic sterling LIBOR settings, and information on market participants’ exposure to US dollar LIBOR.

5983. Final Notice 2022: Life Protection Centre Ltd [pdf]

      Final notices

      Published: 30/06/2022

      This final notice refers to a failure to satisfy SUP 11.4, to be open and cooperative (PRIN 11) in the Insurance Intermediary sector and FIT 2.2. We refused the individual’s application for authorisation.

5984. CP22/11: Winding down ‘synthetic’ sterling LIBOR and US dollar LIBOR

      Consultation papers

      Published: 30/06/2022

      Last modified: 23/11/2022

      We seek views on winding down the 1, 3 and 6-month synthetic sterling LIBOR settings, and information on market participants’ exposure to US dollar LIBOR.

5985. Primary Market Bulletin 41

      Newsletters

      Published: 29/06/2022

      Last modified: 10/06/2026

      This edition of the FCA’s Primary Market Bulletin covers ESG integration in UK capital markets and disclosures.

5986. FS22/4: ESG integration in UK capital markets: Feedback to CP21/18 [pdf]

      Feedback statements

      Published: 29/06/2022

      fs22/4: ESG integration in UK capital markets: Feedback to CP21/18

5987. Transcript: CryptoSprint event - May 2022 [pdf]

      Transcripts

      Published: 29/06/2022

      Transcript of video from the May 2022 CryptoSprint event

5988. Portfolio letter: FCA supervisory strategy for Lifetime Mortgage Providers [pdf]

      Portfolio letters

      Published: 29/06/2022

      In this letter, we provide an updated view of the current key risks of harm and outline our expectations of firms. Provide an overview of our supervisory strategy and programme of work to ensure that firms are meeting our expectations, and harms are

5989. FS22/4: ESG integration in UK capital markets

      Feedback statements

      Published: 29/06/2022

      Last modified: 05/06/2026

      We summarise feedback to our discussion chapter (in CP21/18) on environmental, social and governance (ESG) integration in UK capital markets and set out our potential next steps.

5990. PS22/7: FCA regulated fees and levies 2022/23 [pdf]

      Policy statements

      Published: 28/06/2022

      Last modified: 11/08/2022

      We are publishing 2021/22 periodic regulatory fees as well as feedback on responses on draft fees and levies rules in CP22/7.