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Information on return of client assets - June 2022
The FCA provides information on return of cliemt assets. -
Information on nonfinancial misconduct and SMCR investigations - June 2022
The FCA provides data on nonfinancial misconduct and SMCR investigations. -
Information on sanctions and investigations on climate-related disclosures - June 2022
The FCA provides information regarding sanctions and investigations on climate-related disclosures. -
Portfolio Letter: Lloyd’s and London Market Insurance Intermediaries (& Managing General Agents) [pdf]
This Portfolio Letter provides an updated view of the current key risks of harm and outlines our expectations from firms in this sector. -
Portfolio Letter: Personal & Commercial Lines Insurance Intermediaries [pdf]
This Portfolio Letter provides an updated view of the current key risks of harm and outlines our expectations from firms in this sector. -
Information on enforcement on SMCR - June 2022
The FCA provides information potential breaches of the SMCR generally and non-financial misconduct specifically. -
FG22/6: Branch and ATM closures or conversions
Updated guidance on our expectations of firms considering the closure of a branch or the conversion of free-to-use ATMs -
Information on enforcement on transparency of consumer facing documents - June 2022
The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents. -
CP22/10: Quarterly Consultation Paper No. 36 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Voluntary Application for the Imposition of Requirements: TFS Loans Ltd (in adminstration) [pdf]
Voluntary Application for the Imposition of Requirements: TFS Loans Ltd (in administration)