Publications
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Market Data Processor and industry testing publication sample data [zip]
The FCA’s Financial Instruments Reference Data System (FCA FIRDS) Market Data Processor industry testing files enable firms to test they can ingest the files and assess the various scenarios around them. -
Final Notice 2022: Paul Seakens [pdf]
This Final Notice refers to breaches of FIT by an investment platform operator. We imposed a prohibition. -
Final Notice 2022: Sumer 62 Ltd [pdf]
This final notice refers to breaches of the PSR, related to failing to meet the conditions for registration in the payment systems sector. We imposed a cancellation. -
Information note: Ending registration of a co-operative or community benefit society [pdf]
This information will be useful to societies who are no longer going to operate their business and want to end their registration. -
Number of skilled persons reports commissioned in Q3 2021/22 [pdf]
Number of skilled persons reports commissioned in Q3 2021/22. -
Accuracy of transaction reporting 2021 - January 2022
The FCA answers multiple questions on transaction reporting. -
CP22/1: Financial Services Compensation Scheme – Management Expenses Levy Limit 2022/23
In a joint consultation with the PRA, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme. -
Annex 9: Underlying exposures - esoteric [xlsx]
Annex 9: Underlying exposures - esoteric -
Annex 8: Underlying exposures - leasing [xlsx]
Annex 8: Underlying exposures - leasing -
FS22/1: Accessing and using wholesale data [pdf]
FS22/1: Accessing and using wholesale data.