Publications
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CP21/36: A new Consumer Duty: Feedback to CP21/13 and further consultation [pdf]
We want to see a higher level of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers. -
FCA response to the Complaints Commissioner’s Report: FCA001338 [pdf]
The FCA’s response to the Complaints Commissioner’s Report: FCA001338. -
FOI8778 Annex [pdf]
List of firms with permission Advising on Pension Transfers and Pension Opt Outs. -
DP21/5: Compensation framework review [pdf]
Start of a discussion with stakeholders on the compensation framework and the purpose, scope and funding of the FSCS -
Information on regulated firms dealing with investments - 6 December 2021
The FCA responds to multiple questions on regulated firm permissions for investments and pensions. -
CP21/35: Quarterly Consultation Paper No. 34 [pdf]
We want to know what you think of our proposals. Comments should reach us by 10 January 2022 for Chapter 2, 3, 5 and 6, and 17 January 2022 for Chapter 4. -
CP21/34: Improving the Appointed Representatives regime [pdf]
We propose changes to the Appointed Representatives (AR) regime to reduce potential harm to consumers and markets. -
Update regarding the future of Liverpool Victoria [pdf]
Our response to questions on the proposed sale of Liverpool Victoria Financial Services (LV) to Bain Capital -
FCA Practitioner Panel joint survey report 2021 [pdf]
The FCA and the Practitioner Panel report from our 2021 joint survey of FCA regulated firms. -
Climate Financial Risk Forum: Call for Interest [pdf]
A call for interest to organisations to apply for Climate Financial Risk Forum (CFRF) membership.