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Information on failed firms involved with retail minibonds - December 2021
The FCA provides information on FCA-regulated firms that failed over the last 5 years that had been involved in issuing/distribution retail minibonds. -
PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance
We have published our final rules and guidance for firms on the stronger nudge to Pension Wise guidance. -
FOI8736 Annex [pdf]
The FCA provides emails that set out the decisions taken in relation to the phishing controls that were applied to correspondence between Unite and employees within the FCA. -
PS21/20: Changes to UK MIFID's conduct and organisational requirements [pdf]
This Policy Statement summarises the feedback received to CP21/9 and outlines our final position and Handbook rule changes to UK MIFID's conduct and organisational requirements. -
CP21/33: Regulatory fees and levies: policy proposals for 2022/23 [pdf]
We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23 -
FCA Board Minutes: 21 October 2021 [pdf]
Minutes of the FCA Board meeting held on 21 October 2021 -
First Supervisory Notice 2021: Grosvenor Associates Limited [pdf]
For the reasons given in this First Supervisory Notice (Grosvenor Associates Limited), the Authority has decided to vary Grosvenor Associates Ltd’s permissions with the effect that it no longer has permission to conduct any regulated activities. -
CP21/33: Regulatory fees and levies proposals for 2022/23
We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23 -
Information on correspondence between unions and any employee of the FCA treated as phishing - November 2021
FCA provides emails that, in part, set out the decisions taken in relation to the phishing controls that were applied to correspondence between Unite and employees within the FCA. -
PS21/20: Changes to UK MiFID’s conduct and organisational requirements
We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.