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PS21/16: Issuing statutory notices – a new approach to decision makers [pdf]
We are setting out changes to our Enforcement Guide (EG) and Decisions Procedure and Penalties Manual (DEPP) to streamline our decision‑making and governance to enable us to be more effective and efficient in stopping harm to consumers and markets. -
Form I - Application to add, vary or remove a conditional approval for the performance of a senior management function [docx]
Form I - Application to add, vary or remove a conditional approval for the performance of a senior management function -
PS21/17: Implementation of Investment Firms Prudential Regime [pdf]
This policy statement summarises the feedback we received to CP21/26 and sets out our responses and final rules. -
Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries [docx]
Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries -
Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries - Notes [docx]
Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries - Notes -
Variation of Permission (VOP) for Consumer Credit - Notes [docx]
Variation of Permission (VOP) for Consumer Credit - Notes -
Variation of Permission (VOP) for Consumer Credit [docx]
Variation of Permission (VOP) for Consumer Credit -
Variation of Permission (VOP) for Claims Management - Notes [docx]
Variation of Permission (VOP) for Claims Management - Notes -
Variation of Permission (VOP) for Claims Management [docx]
Variation of Permission (VOP) for Claims Management -
PS21/16: Issuing statutory notices – a new approach to decision makers
We are reforming our decision-making process so we can make faster and more effective decisions. This will help us improve how we tackle firms and individuals who do not meet the required regulatory standards.