Publications
Search results
Showing 6771 to 6780 of 18820 search results.
-
Final Notice 2021: Principal Claims Management Services Limited [pdf]
This final notice (Principal Claims Management Services Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s -
Final Notice 2021: Jon Frensham (formerly known as Jonathan James Hunt) [pdf]
This Final Notice (Jon Frensham, formerly known as Jonathan James Hunt) refers to breaches of FIT by a financial adviser. We imposed a prohibition. -
Final Notice 2021: Active Claims (UK) Ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator in the claims management sector. We refused the firm’s application for authorisation. -
Information regarding the FCA credit card market study - September 2021
The FCA answers multiple questions regarding its Credit card market study: MS14/6. -
Infographic 4: Consumer Investment Strategy road map [pdf]
This road map looks at the FCA's work on mainstream investments, high risk investments, scams and frauds, redress. -
Infographic 2: Consumer Investment Strategy - The consumer investments market at a glance [pdf]
This infographic looks at consumer investments, distribution channel, the advisors and complaints. -
Infographic 1: Consumer Investment Strategy - Creating the right environment for consumers to invest [pdf]
This infographic looks at cash deposits, mainstream investments, higher risk investments and scams and fraud. -
Infographic 3: Poor advice [pdf]
Looking at the different ways that poor advice is paid for. -
Consumer investments data review April 2020 - March 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021. -
Green FinTech Challenge Application [pdf]
Green FinTech Challenge Application