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Second supervisory notice: Professional Construction Risks Limited [pdf]
Second supervisory notice: Professional Construction Risks Limited -
First supervisory notice: Professional Construction Risks Limited [pdf]
First supervisory notice: Professional Construction Risks Limited -
Information on suspected orderbook spoofing and/or layering
FCA responds on request for numbers of 'incidents' and 'cases' of suspected orderbook spoofing and/or layering -
Richard Lloyd, Non-Executive Director: Diary Engagements for 1 April - 30 June 2021 [pdf]
The external meetings of Richard Lloyd for April to June 2021 -
Jeannette Lichner, Non-Executive Director: Diary Engagements for 1 April - 30 June 2021 [pdf]
The external meetings of Jeannette Lichner for Apr-Jun 2021 -
First Supervisory Notice: Dolfin Financial (UK) Limited [pdf]
First Supervisory Notice: Dolfin Financial (UK) Limited -
Letter from the FCA to the JFSA - August 2021 [pdf]
Letter from the FCA to the JFSA - August 2021 -
Letter from the JFSA to the FCA - August 2021 [pdf]
Letter from the JFSA to the FCA - August 2021 -
Portfolio letter: Loan-based peer-to-peer (P2P) crowdfunding platforms [pdf]
FCA's view of key risks P2P platforms pose to their customers and expectations on how to mitigate these these risks -
First Supervisory Notice 2021: Binance Markets Limited [pdf]
On 25 June 2021, the FCA imposed requirements on Binance Markets Limited. The firm complied with all aspects of the requirements.