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Primary Market Technical Note: Listing applicants with cannabis-related businesses [pdf]
Primary Market Technical Note: Listing applicants with cannabis-related businesses -
Memorandum of understanding between the Gambling Commission and FCA [pdf]
This establishes a framework for cooperation, coordination and information sharing between the Gambling Commission and FCA -
Primary Market Bulletin 35
This edition of the FCA’s Primary Market Bulletin covers listing applicants with cannabis-related businesses. -
Information on the appointment of a Senior Legal Adviser
The FCA provides information on the appointment of Raj Parker as a part-time Senior Legal Adviser. -
GC21/2: Primary Market Bulletin No. 35
We are consulting on the following proposed changes to the Knowledge Base. -
Information on FCA's exercise of concurrent competition enforcement powers - July 2021
The FCA provides information relating to the exercise of concurrent competition enforcement powers under the Competition Act 1998 between 1 April 2015 and 15 Jun 2021. -
Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]
Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries. -
PS21/7: FCA regulated fees and levies 2021/22 [pdf]
We are publishing 2021/22 periodic regulatory fees as well as feedback on responses on draft fees and levies rules in CP21/08. -
PS21/7: FCA regulated fees and levies 2021/22
We publish our final 2021/22 regulated fees and levies including feedback on CP21/8. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.