Publications

Showing 7591 to 7600 of 18845 search results.

7591. PS21/8: Regulation of funeral plans - Feedback to CP21/4 and final rules

      Policy statements

      Published: 02/03/2021

      Last modified: 05/07/2021

      This policy statement sets out our final rules, guidance and standards as the pre-paid funeral plans sector enters our regulation.

7592. Final Notice 2021: Michael John Dwane [pdf]

      Final notices

      Published: 01/03/2021

      This final notice Michael John Dwane refers to a failure to satisfy the effective supervision threshold condition (COND) and the suitability threshold condition (COND). We refused the firm’s application for authorisation.

7593. Google's letter to the FCA - 26 February 2021 [pdf]

      Correspondence

      Published: 01/03/2021

      Google UK & Ireland’s Managing Director, Ronan Harris, wrote a letter on 26 February 2021 to the FCA Chairman and CEO about the work Google have been doing to tackle scam advertisements on their platform.

7594. Information on notifications for firms using temporary permissions regime - March 2021

      FOI releases

      Published: 01/03/2021

      Last modified: 25/10/2022

      The FCA provides the total number of notifications received from firms to use the temporary permissions regime broken down by passport being used.

7595. Handbook Notice 85 [pdf]

      Handbook

      Published: 26/02/2021

      This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board.

7596. PS21/1: Breathing space regulations - changes to our Handbook [pdf]

      Policy statements

      Published: 26/02/2021

      This policy statement follows consultation paper 20/21 and sets out changes we are making to the Handbook as a result of The Debt Respite Scheme.

7597. User guide: Adding multiple Directory Persons data [pdf]

      Documents

      Published: 26/02/2021

      This user guide helps firms to submit new Directory Persons data in bulk.

7598. Directory Persons – Questions and Answers [pdf]

      Documents

      Published: 26/02/2021

      Answers to common questions to help your firm submit new Directory Persons data or amend existing Directory Persons information.

7599. User guide: Amending multiple Directory Persons data [pdf]

      Documents

      Published: 26/02/2021

      This user guide helps firms to amend existing Directory Persons information in bulk.

7600. MiFID II: product governance review

      Multi-firm reviews

      Published: 26/02/2021

      Last modified: 15/04/2021

      In this MiFID II review we looked at product governance in a sample of 8 asset management firms.