Publications
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Dear CEO letter: transforming data collection [pdf]
This letter provides an update on the work we have done to transform the way that we collect data, and reaffirms our commitment to work in partnership to tackle the challenges we collectively face. -
Guidance for firms on the fair treatment of vulnerable customers
Our Guidance highlights the actions firms should be taking to treat vulnerable customers fairly. -
Information on Applications to perform Senior Management Functions - February 2021
The FCA provides breakdown data regarding the Senior Management Functions. -
Information on Account Information & Payment Initiation Service Providers - February 2021
The FCA responds to multiple questions regarding Account Information and Payment Initiation Service Providers. -
Final Notice 2021: Lee Donnelly (trading as Kingsmill Cars) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: MBO Power Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Advisers applied for DB transfer permissions in 2020 - February 2021
The FCA provides data on how many advisers applied for DB transfer permissions in 2020. -
Investigations into Cum-Ex related issues - February 2021
The FCA provides data regarding investigations into Cum-Ex related issues. -
Information on data breaches 2019 and 2020 - February 2021
The FCA provides number of incidents reported to it that contained notifications where the confidentiality of company or personal data may have been compromised or breached. -
Business interruption test case: FCA consequential submissions [pdf]
This is the FCA’s written submissions in relation to consequential matters following the hand down of the Supreme Court’s judgment on 15 January 2021.