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Information on product sales data reported by Life Insurers - December 2020
The FCA provides additional data on product sales data reported by Life Insurers. -
PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations [pdf]
We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position. -
Final Notice 2020: Charles Schwab UK Limited [pdf]
This Decision Notice / Final Notice refers to breaches of PRIN 10 and 11, CASS and Section 20 FSMA related to failing to be open and co-operative, client money/assets and failing to operate in accordance with permission in the Wealth Management and -
FCA Enterprise Act Annual Report 2020 [pdf]
Read the FCA Enterprise Act Annual Report 2019/20, which outlines one of the ways we measure the costs of our regulation to business. -
Impact Assessment: FG20/1: Assessing adequate financial resources [pdf]
This impact assessment relates to FG20/1: Assessing adequate financial resources. It has been verified by the -
Impact Assessment: PS19/30: Independent governance committees: extension of remits [pdf]
This impact assessment relates to PS19/30: Independent governance committees: extension of -
Impact Assessment: PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]
This impact assessment relates to PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance. It has -
Impact Assessment: PS19/16: High Cost Credit Review: Overdrafts (Pricing and Repeat Use Interventions) [pdf]
We are required by the Financial Services and Markets Act 2000 (FSMA) to report to Parliament at least annually on our overall performance, through our Annual Report. We published the 2019/20 Annual Report on 10 September 2020. -
Information on open FCA enforcement investigations - December 2020
The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020. -
PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations
We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position.