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Final Notice 2020: Blue Water Financial Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector and Mortgages sector. We -
Competition enforcement powers information - October 2020
FCA provides information relating to competition enforcement powers. -
Final Notice 2020: Strattons of Bournemouth Used Car Sales Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Coronavirus and customers in financial difficulty: additional guidance for insurance and premium finance firms [pdf]
This guidance (the October guidance) applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of customers of insurance and premium finance involving regulated credit -
Final Notice 2020: Darren Evans (trading as BD Automotive and BD Performance) [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation -
Financial advise firms and misleading financial promotions information - October 2020
FCA provides information on number of financial advice firms contacted by FCA regarding misleading financial promotions online January 2019 - August 2020. -
Coronavirus and customers in financial difficulty: draft additional guidance for insurance and premium finance firms
The FCA has announced proposals to help customers who hold insurance and premium finance products and who continue to face financial difficulties because of coronavirus (Covid-19). -
CP20/11 engagement information
FCA provides information on engagement with complaints scheme users and consumer organisations on CP20/11. -
Final Notice 2020: Asia Research and Capital Management Ltd [pdf]
This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118. -
Enforcement investigations and potential breaches of Market Abuse Regulation (MAR) information - October 2020
FCA provides information on enforcement investigations and potential breaches of Market Abuse Regulation (MAR).