Publications
Search results
Showing 8421 to 8430 of 18845 search results.
-
Information on securities under UCITS breached - August 2020
FCA provides information on breaches of 10% limit of unquoted securities UCITS. -
Information on the numbers of cyber incidents reported to the FCA - August 2020
We hold Information on the numbers of cyber incidents reported to the FCA in response to previous requests. -
Information on the number of investigations carried out by the FCA - August 2020
We hold information on the number of investigations carried out by us. -
Information on FCA live single track criminal investigations - August 2020
The FCA holds information on the number of ongoing live single track criminal investigations we are carrying out. -
Information on the number of breaches of the 10% limit on holding of unquoted securities under UCITS - August 2020
We hold information on the total number of breaches of the 10% limit on holding of unquoted securities under UCITS. -
Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020
We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II -
Information on Investment firms and their transaction reporting quality - August 2020
FCA provides information on Investment firms and their transaction reporting quality. -
Information on investment firms reporting errors in their transaction reporting - August 2020
We hold information on how many investment firms have reported errors in their transaction reporting -
Relending by High Cost Lenders - annex 2 [pdf]
This annex to our multi-firm review sets out the relevant Handbook rules and guidance as well as relevant statutory provisions. -
Relending by high-cost lenders
This report sets out our review findings of relending by firms in the high-cost lenders portfolio.