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Information on cases officers for new firm authorisations - July 2020
The FCA provides information on cases officers for new firm authorisations -
FS20/8: Business interruption insurance test case: feedback on draft guidance
These feedback statement is for the FCA draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA. -
PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini-bonds) to retail investors
The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors -
The FCA’s response to the Complaints Commissioner’s Report FCA00631 [pdf]
The FCA’s response to the Complaints Commissioner’s Report FCA00631 -
The FCA's response to Complaint Commissioner Report FCA00684 [pdf]
The FCA's response to Complaint Commissioner Report FCA00684. -
The FCA's response to Complaint Commissioner Report FCA00713 [pdf]
The FCA's response to Complaint Commissioner Report FCA00713. -
Information on the number of Senior Managers Regime applications in 2019/20 broken down by title on application - June 2020
FCA provides information on the number of Senior Managers Regime applications in 2019/20 broken down by title. -
Quarterly KPIs - December 2019 [pdf]
FCA key performance indicators for Decmenber 2019. -
FG20/1: Assessing adequate financial resources [pdf]
FG20/1: Assessing adequate financial resources -
FG20/1: Assessing adequate financial resources
We are publishing final guidance on a framework to help financial services firms ensure they have adequate financial resources and to take effective steps to minimise harm.