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Information on financial adviser firms following the study on Defined Benefit pension transfers - June 2020
FCA provides information on financial adviser firms following the study on Defined Benefit pension transfer. -
CP20/7: Quarterly Consultation No 28 [pdf]
CP20/7: Quarterly Consultation No 28 -
PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]
The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. -
GC20/1: Advising on pension transfers [pdf]
The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. -
FCA Board Minutes: 4 May 2020 [pdf]
FCA Board Minutes: 4 May 2020 -
Variation of EMD Authorisation / Registration [docx]
Variation of EMD Authorisation / Registration -
FCA Board Minutes: 30 April 2020 [pdf]
FCA Board Minutes: 30 April 2020 -
FCA Board Minutes: 23 April 2020 [pdf]
FCA Board Minutes: 23 April 2020 -
GC20/1: Advising on pension transfers
The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best -
CP20/7: Quarterly Consultation Paper No 28
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.