Publications

Showing 10131 to 10140 of 18823 search results.

10131. FG19/1: Primary Market Bulletin No. 20

       Finalised guidance

       Published: 07/02/2019

       Last modified: 07/02/2019

       The FCA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 20.

10132. GC19/1: Primary Market Bulletin No. 20

       Guidance consultations

       Published: 07/02/2019

       Last modified: 08/11/2019

       GC19/1: Primary Market Bulletin No. 20

10133. Final Notice 2019: Paul Stephany [pdf]

       Final notices

       Published: 05/02/2019

       This Final Notice (Paul Stephany) refers to breaches by an individual of Statement of Principle 2 and 3 relating to failing to observe proper standards of market conduct and failing to act with due skill, care and diligence in the asset management

10134. FSCS Supplementary Levies 2018/2019 [pdf]

       Fees information

       Published: 05/02/2019

       On 31 January we confirmed the decision to raise 3 FSCS supplementary levies. This letter from the FSCS outlines the supplementary levies due this year relating to the Life and Pensions Intermediation class, with costs falling against the retail pool

10135. Small registered UK AIFM change form [docx]

       Forms

       Published: 05/02/2019

       Please use this form to notify us of changes to your registration as a small registered UK AIFM, this includes registration as a EuSEF manager or EuVECA manager.

10136. Notification of senior person amendments or removal form [docx]

       Forms

       Published: 05/02/2019

       This form is for use by firms that are full-scope internally managed UK AIFMs, EuSEF managers or EuVECA managers.

10137. Transcript Insight podcast: Regtech and data ethics [docx]

       Published: 05/02/2019

       Transcript for Insight Regtech podcast hosted by Nick Cook.

10138. PS19/4: Asset Management Market Study - further remedies [pdf]

       Policy statements

       Published: 04/02/2019

10139. PS19/4: Asset Management Market Study - feedback to CP18/9 and final rules and guidance

       Policy statements

       Published: 04/02/2019

       Last modified: 11/09/2023

       The FCA is consulting on rules and guidance to improve the quality, comparability and robustness of information available to investors. The consultation closes on 5 July 2018.

10140. PS19/3: General standards and communication rules for the payment services and e-money sectors [pdf]

       Policy statements

       Published: 01/02/2019