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Showing 10141 to 10150 of 18823 search results.

  1. FCA Financial Instruments Reference Data System (FCA FIRDS) [pdf]

    Systems information

    Published: 01/02/2019

    Last modified: 15/12/2020

    Instructions on access and download of full and delta reference files

  2. Number of skilled persons reports commissioned in Q3 2018/19 [pdf]

    Data

    Published: 01/02/2019

  3. Final Notice 2019: Jeffrey Hawkins [pdf]

    Final notices

    Published: 31/01/2019

    This final notice (Jeffrey Hawkins) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Malcolm Buchanan [pdf]

    Final notices

    Published: 31/01/2019

    This final notice (Malcolm Buchanan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: James Smith [pdf]

    Final notices

    Published: 31/01/2019

    This final notice (James Smith) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. CP19/9: Financial Services Compensation Scheme – Management Expenses Levy Limit 2019/20 [pdf]

    Consultation papers

    Published: 31/01/2019

  7. DP19/1: Building a regulatory framework for effective stewardship [pdf]

    Discussion papers

    Published: 31/01/2019

  8. Final Notice 2019: LB Fitness Services Ltd [pdf]

    Final notices

    Published: 31/01/2019

    This final notice (LB Fitness Services Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2019: Green Pulse Energy Limited [pdf]

    Final notices

    Published: 31/01/2019

    This final notice (Green Pulse Energy Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Informing the FCA of STS notifications direction [pdf]

    Handbook

    Published: 31/01/2019

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