Publications

Showing 10241 to 10250 of 18845 search results.

10241. Final Notice 2019: Prestige Group (UK) I Ltd [pdf]

       Final notices

       Published: 07/01/2019

       This final notice (Prestige Group (UK) I Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a

10242. Direction: temporary permission notification (Collective Investment Schemes) [pdf]

       Handbook

       Published: 07/01/2019

10243. Direction: temporary permission notification (Alternative Investment Fund Managers) [pdf]

       Handbook

       Published: 07/01/2019

10244. Temporary permission regime for inbound passporting EEA firms: How to notify [pdf]

       Systems information

       Published: 07/01/2019

       Last modified: 29/09/2020

       Find out how to notify for the temporary permissions regime (TPR) for inbound passporting EEA firms.

10245. Temporary Permissions Regime: client assets questionnaire [docx]

       Forms

       Published: 04/01/2019

10246. Temporary Permissions Regime: electronic money institutions agent annex [docx]

       Forms

       Published: 04/01/2019

10247. Temporary Permissions Regime: MiFID tied agent annex [docx]

       Forms

       Published: 04/01/2019

10248. Temporary Permissions Regime: payment institutions and registered account information service providers agent annex [docx]

       Forms

       Published: 04/01/2019

10249. Our values and core skills: a quick reference guide [pdf]

       Corporate documents

       Published: 03/01/2019

10250. CMCs - get ready for FCA regulation [pdf]

       Documents

       Published: 02/01/2019