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FS20/2: Patient Capital and Authorised Funds
This Feedback Statement summarises responses from DP18/10 on whether there are unnecessary barriers to investing in patient capital through authorised funds. -
Final Notice 2018: Simple Auto Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
MLAR statistics December 2018: Commentary [pdf]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2018 Q3. -
Quarterly KPIs: 2018/2019 (September) [pdf]
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Final Notice 2018: JP Greenslade (Jonathan Greenslade trading as) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Wholesale banks and asset management cyber multi-firm review findings
In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. -
CP18/37: Product intervention measures for retail binary options [pdf]
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CP18/39: Quarterly Consultation Paper No 23 [pdf]
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CP18/38: Technical annex [pdf]
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CP18/39: Quarterly Consultation Paper No 23
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.