Publications

Showing 10321 to 10330 of 18845 search results.

10321. Key findings on our recent work on pension transfer advice

       Multi-firm reviews

       Published: 06/12/2018

       Last modified: 29/08/2025

       Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market.

10322. TR18/5: Management of long-term mortgage arrears and forbearance

       Thematic reviews

       Published: 06/12/2018

       Last modified: 29/08/2025

       FCA findings on how mortgage lenders manage customers with long-term mortgage arrears and provide forbearance to affected customers.

10323. Final Notice 2018: 1Stdent Limited [pdf]

       Final notices

       Published: 04/12/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10324. Final Notice 2018: John Gerard Barry [pdf]

       Final notices

       Published: 04/12/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10325. Decision Notice 2018: Mohammad Ataur Rahman Prodhan [pdf]

       Decision notices

       Published: 04/12/2018

       This decision notice refers to an alleged breach of APER 6, and allegedly being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have proposed imposing a financial penalty.

10326. Welsh Language Scheme Annual Report for 2017/18 to the Welsh Language Commissioner [pdf]

       Corporate documents

       Published: 03/12/2018

       This report outlines the progress made by the FCA during 2017/18 in delivering services in accordance with our Welsh Language Scheme and to identify areas for future improvement.

10327. Adroddiad Blynyddol Cynllun Iaith Gymraeg ar gyfer 2017/18 i Gomisiynydd y Gymraeg [pdf]

       Corporate documents

       Published: 03/12/2018

       Pwrpas yr adroddiad monitro hwn yw amlinellu’r cynnydd sydd wedi’i wneud gan yr Awdurdod Ymddygiad Ariannol (yr FCA) yn ystod 2017/18 wrth ddarparu gwasanaethau yn unol â’n Cynllun Iaith Gymraeg ac adnabod meysydd i’w gwella yn y dyfodol.

10328. FCA Board Minutes: 25 October 2018 [pdf]

       Meeting minutes

       Published: 30/11/2018

10329. EU Withdrawal Impact Assessment [pdf]

       Impact assessments

       Published: 29/11/2018

10330. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding EU withdrawal impact assessment [pdf]

       Correspondence

       Published: 29/11/2018