Publications
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CP18/29: Temporary permissions regime for inbound firms and funds
The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to -
CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation
In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU -
CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation [pdf]
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CP18/29: Temporary permissions regime for inbound firms and funds [pdf]
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Memorandum of Understanding between the Securities and Futures Commission of Hong Kong and the FCA [pdf]
Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation -
Annual Public Meeting 2018 transcript [pdf]
Transcript of the questions and answers for our 2018 Annual Public Meeting -
CP 18/27: Consultation on illiquid assets and open-ended funds and feedback to Discussion Paper 17/1 [pdf]
We are consulting on proposals to reduce the potential for harm to retail investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support our market integrity objective and help address -
Form 272 – Hong Kong covered funds as defined in the SFC/FCA Mutual Recognition of funds Memorandum of Understanding [doc]
Application for an order declaring an overseas collective investment scheme to be recognised in the UK. -
Annual Public Meeting 2018: pre-submitted questions [pdf]
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FCA Circular: Mutual Recognition of Funds (MRF) between the UK and Hong Kong [pdf]
The FCA and the Securities and Futures Commission (SFC) signed a Memorandum of Understanding concerning Mutual Recognition of Covered Funds and Covered Management Companies and related cooperation (Memorandum) on 8 October 2018.