Publications

Showing 10761 to 10770 of 18845 search results.

10761. Final Notice 2018: Forethought Brokers Ltd [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector, investment advisory sector and consumer credit

10762. Final Notice: Hale Financial Services Limited [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation.

10763. Final Notice 2018: Independent Portfolio Managers Limited [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and consumer

10764. Final Notice 2018: R J Funston Insurance Services (Heather Tania Funston trading as) [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and investment advisory sector. We imposed a

10765. Final Notice 2018: R M H Financial Services (Robert Michael Hulme trading as) [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and General

10766. Final Notice 2018: Barrie Price Limited [pdf]

       Final notices

       Published: 02/07/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

10767. Final Notice 2018: Strawberry Communications Limited [pdf]

       Final notices

       Published: 02/07/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

10768. Final Notice 2018: CMAS Financial Services Limited [pdf]

       Final notices

       Published: 02/07/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

10769. Handbook Notice 56 [pdf]

       Handbook

       Published: 29/06/2018

       This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 May and 28 June 2018. Additionally, this Notice contains

10770. PS18/12: PSR regulatory fees

       Policy statements

       Published: 29/06/2018

       Last modified: 14/01/2026

       PSR publish policy statement concluding the review of the regulatory fees regime for the Payment Systems Regulator (PSR).