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Showing 10801 to 10810 of 18845 search results.

  1. Form 12: Application for an order declaring an investment company with variable capital to be authorised and notification under AIFMD of a new fund under management [doc]

    Forms

    Published: 22/06/2018

    Application for an order declaring an investment company with variable capital to be authorised and notification under AIFMD of a new fund under management (where applicable).

  2. Form 242: Joint application for an order declaring a unit trust scheme to be authorised and notification under AIFMD of a new fund under management [doc]

    Forms

    Published: 22/06/2018

    Joint application for an order declaring a unit trust scheme to be authorised and notification under AIFMD of a new fund under management (where applicable).

  3. Form 251: Notification of certain changes for an Authorised Unit Trust under section 251 of the Financial Services and Markets Act 2000 [doc]

    Forms

    Published: 22/06/2018

    Notification of certain changes for an Authorised Unit Trust under section 251 of the Financial Services and Markets Act 2000.

  4. Final Notice 2018: J.V. Motors Limited [pdf]

    Final notices

    Published: 22/06/2018

    This final

  5. Form 261Q: Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000 [doc]

    Forms

    Published: 22/06/2018

    Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000.

  6. Form 283A [doc]

    Forms

    Published: 22/06/2018

    Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets

  7. PPI campaign response (29 Aug 2017 - 31 May 2018) [pdf]

    Documents

    Published: 22/06/2018

  8. Final Notice 2018: PG Motors Sales and Servicing Limited [pdf]

    Final notices

    Published: 22/06/2018

    This FCA final notice (PG Motors Sales and Servicing Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

  9. UK actions under MiFID II Articles 32 and 52 [xlsx]

    Data

    Published: 22/06/2018

    Last modified: 09/07/2025

    Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52.

  10. MMF Checklist [docx]

    Forms

    Published: 21/06/2018

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