Publications

Showing 11181 to 11190 of 18845 search results.

11181. Final Notice 2018: GMT Cars [pdf]

       Final notices

       Published: 12/02/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11182. Final Notice 2018: MTS Automotive (Manchester to Southampton LTD) [pdf]

       Final notices

       Published: 12/02/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11183. Algorithmic Trading Compliance in Wholesale Markets [pdf]

       Multi-firm reviews

       Published: 12/02/2018

       We have conducted a number of cross-firm reviews on themes relating to algorithmic trading.

11184. Algorithmic Trading Compliance in Wholesale Markets

       Multi-firm reviews

       Published: 12/02/2018

       Last modified: 12/02/2018

       We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. This report summarises our key areas of focus and highlights examples of good and poor practice.

11185. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding RBS Global Restructuring Group (GRG): skilled persons' report [pdf]

       Correspondence

       Published: 09/02/2018

11186. RMA-G - Instructions on downloading, amending and uploading your data via XML [pdf]

       Systems information

       Published: 08/02/2018

11187. Final Notice 2018: GZ Energy Solutions Limited [pdf]

       Final notices

       Published: 08/02/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11188. Final Notice 2018: High Line Cars Finance and Leasing Ltd [pdf]

       Final notices

       Published: 08/02/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11189. CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG) [pdf]

       Consultation papers

       Published: 05/02/2018

11190. Final Notice 2018: Stallion Financial Investments Plc [pdf]

       Final notices

       Published: 05/02/2018

       This final notice refers to an application for Part 4A authorisation (‘the Application’) by a firm in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to satisfy and continue to satisfy