Publications
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MiFID II passporting application form: Branch passport [pdf]
MiFID II notice of intention to establish a branch or change branch particulars. -
MiFID II passporting application form: MTF/OTF notification [pdf]
MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements. -
MiFID II passporting application form: Tied agent notification [pdf]
MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details. -
TR17/1: Customer understanding: Retail banks and building societies
Thematic review into firms’ assessment of customer understanding of transactions delivered by retail banks and building societies to consumers. -
Final Notice 2017: David Samuel Watters [pdf]
This final notice refers to breaches of APER 6 related to a lack of competence in the pensions sector. -
CP17/22: Revised Payment Services Directive (PSD2) implementation: draft authorisation and reporting forms [pdf]
We are issuing a small follow-up Consultation Paper on authorisation, registration and reporting forms under the revised Payment Services Directive (PSD2). -
CP17/21: Proposal to create a new premium listing category for sovereign controlled companies [pdf]
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Retirement Outcomes Review Interim Report: at a glance [pdf]
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Retirement Outcomes Review Interim Report: infographic [pdf]
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Retirement Outcomes Review Interim Report [pdf]