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CP17/13: Fourth money laundering directive and fund transfer regulation implementation (DEPP and EG) [pdf]
We are consulting on our proposals to ensure that our guidance, policies and procedures relating to the use of our powers under the new money laundering regulations are up to date, effective and proportionate. -
CP17/14: Quarterly Consultation Paper No. 17 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
CP17/15: Powers in relation to LIBOR contributions [pdf]
We are consulting on how we would use our compulsion powers for the London Interbank Offered Rate (LIBOR) and setting out our proposed approach to using these powers. -
PS18/5: Powers in relation to LIBOR contributions
This Policy Statement sets the approach, criteria and methodology that we propose to apply if we needed to use powers to compel banks to contribute to LIBOR. These are based on responses to our proposals in CP17/15: Powers in relation to LIBOR -
CP17/14: Quarterly Consultation Paper No. 17
CP17/14: Quarterly Consultation Paper No. 17. Consultation papers First published:. 12/06/2017. Last updated: 12/06/2017. We are proposing to make changes to:. the Training & Competence sourcebook list of appropriate qualifications. the Supervision -
CP17/13: Fourth money laundering directive and fund transfer regulation implementation (DEPP and EG)
We are consulting on our proposals to ensure that our guidance, policies and procedures relating to the use of our powers under the new money laundering regulations are up to date, effective and proportionate. -
Final Notice 2017: Auto Safari Car Sales [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Minutes: FCA Board 26 and 27 April 2017 [pdf]
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Market Watch 52 [pdf]
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues. -
Final Notice 2017: Damian Frank Clarke [pdf]
This final notice refers to a breach of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.