Publications
Search results
Showing 12431 to 12440 of 18851 search results.
-
FG17/1: Guarantor loans: default notices [pdf]
-
Guarantor loans: default notices: FG17/1
We have published guidance for firms on our interpretation of provisions in the Consumer Credit Act 1974 that are relevant to guarantor lending firms seeking to take payment from a guarantor in respect of a borrower who is in default. In particular -
First Supervisory Notice: Bank House Investment Management Limited [pdf]
Bank House Investment Management Limited -
CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18 [pdf]
In a joint consultation with the Prudential Regulation Authority, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme. -
Response to the Complaints Commissioner’s report FCA00225 [pdf]
We have considered the final report of the Complaints Commissioner on complaint FCA00225. -
CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18
In a joint consultation with the Prudential Regulation Authority (PRA), we are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS). -
MiFID Authorisation Form [docx]
MiFID Authorisation Form -
MiFID IT Self Assessment Form [xls]
-
MiFID IT Controls Form [xlsx]
-
MiFID Annex for VOP Application Form [docx]
This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.