Publications

Showing 12751 to 12760 of 18851 search results.

12751. FCA Handbook Notice 37 [pdf]

       Handbook

       Published: 22/09/2016

       This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority Board under its legislative powers on 22 September 2016, and rules and standard terms also made by the Financial Ombudsman Service on 21

12752. Dear Chair of the Board Letter - Governance compliance review [pdf]

       Correspondence

       Published: 22/09/2016

       To assess the extent to which Significant IFPRU Investment Firms are following CRD IV governance requirements.

12753. CRD IV Pillar 2 Summary and Stress Testing Observations [pdf]

       Policy and guidance

       Published: 22/09/2016

       Summary of existing Pillar 2 policy arising from CRD IV and the publication of EBA SREP guidelines.

12754. Dear CEO Letter – FCA’s prudential approach for IFPRU Investment Firms [pdf]

       Dear CEO letters

       Published: 22/09/2016

       To help firms prepare for the Supervisory Review and Evaluation Process (SREP).

12755. Call for Inputs on Big Data in retail general insurance [pdf]

       Feedback statements

       Published: 21/09/2016

       In this Feedback Statement we summarise the responses we have received to our Call for Input on the use of Big Data in retail general insurance, and outline our responses to the issues raised.

12756. Occasional Paper 22: Price discrimination and cross-subsidy in financial services [pdf]

       FCA research

       Published: 21/09/2016

       This paper sets out the key economic principles on price discrimination and cross-subsidy.

12757. FS16/5: Call for Inputs on Big Data in retail general insurance

       Feedback statements

       Published: 21/09/2016

       Last modified: 06/03/2017

       In this Feedback Statement we summarise the responses we have received to our Call for Inputs on the use of Big Data in retail general insurance (GI), and outline our responses to the issues raised.

12758. Occasional Paper No. 22: Price discrimination and cross-subsidy in financial services

       Occasional papers FCA research

       Published: 21/09/2016

       Last modified: 03/06/2026

       Occasional Paper No. 22: Price discrimination and cross-subsidy in financial services. Occasional papers FCA research First published:. 21/09/2016. Last updated: 03/06/2026Price discrimination is widespread across financial services. Often this will

12759. Final notice 2016: Danmirr Capital Limited [pdf]

       Final notices

       Published: 20/09/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the firm's application to carry on the regulated activities of credit broking, deb adjusting and

12760. Transaction Reporting Errors and Failures Notification Form [docx]

       Forms

       Published: 20/09/2016