Publications

Showing 281 to 290 of 18798 search results.

281. Credit rating agencies multi-firm review: Insights into surveillance, methodologies and internal controls

     Multi-firm reviews

     Published: 15/05/2026

     Last modified: 15/05/2026

     This multi-firm review is a continuation of the work we published under the first mult-firm review in November 2025.

282. Frank Breuer 2026: Final Notice [pdf]

     Final notices

     Published: 12/05/2026

     This Final Notice refers to breaches of FIT, COCON 2.1.1 and APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Investment Adviser sector. We imposed a prohibition and a financial penalty.

283. Notice of Decision 2026: Vision Motors Leeds Ltd [pdf]

     Decision notices

     Published: 12/05/2026

     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

284. Information on FCA response to the complaints commissioners annual report - May 2026

     FOI releases

     Published: 12/05/2026

     Last modified: 30/06/2026

     FCA provides information on FCA response to the complaints commissioners annual report

285. Notice of Decision 2026: Adcock Agri Ltd [pdf]

     Decision notices

     Published: 11/05/2026

     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

286. Final Notice 2026: automotive direct ltd [pdf]

     Final notices

     Published: 08/05/2026

     “This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation”. 

287. Whistleblowing quarterly data 2026 Q1

     Data

     Published: 08/05/2026

     Last modified: 08/05/2026

     The data shows the number of new whistleblowing reports the FCA received between January and March 2026 and the allegations they featured.

288. Annulment of Decision Notice 2025: Annulment of Decision Notice 2025: Hadham Van Sales Limited [pdf]

     Decision notices

     Published: 08/05/2026

     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 8 May 2026, an annulment application was accepted by the Authority and the firm’s authorisation was restored.

289. Annulment of Decision Notice 2025: Car Sales Store Ltd [pdf]

     Final notices

     Published: 07/05/2026

     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 7 May 2026, an annulment application was accepted by the Authority and the firm’s authorisation was restored.

290. Payment Services and Electronic Money – Our Approach [pdf]

     Finalised guidance

     Published: 07/05/2026

     Last modified: 07/05/2026

     FCA guidance to help businesses navigate the Payment Services Regulations 2017 and the Electronic Money Regulations 2011.