Publications
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CRA Market Share Report 2023 [pdf]
The FCA has published its third annual Market Share Report for UK registered credit rating agencies. -
PS25/13: The MiFID Organisational Regulation
We summarise the feedback we received to CP24/24 and Chapter 4 of CP24/11 and set out our final rules to transfer the firm-facing requirements of the MiFID Org Reg into FCA Handbook rules. -
FCA Crypto Roadmap [pdf]
FCA Crypto Roadmap. -
Final Notice 2024: Travis Lloyd Klein [pdf]
This Final Notice (Travis Lloyd Klein) refers to breaches of COCON (ICR1) and FIT related to failing to act with integrity and a lack of fitness/propriety in the investment bank sector. We imposed a prohibition and public censure. A financial -
Notice of Decision 2024:AKA MOTORS LTD [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: JACKSONS MOTOR COMPANY LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Grange Trade Car Sales Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Cryptoassets consumer research 2024 (wave 5) [pdf]
Cryptoassets consumer research 2024 (wave 5). -
Final Notice 2024: Macquarie Bank Limited, London Branch [pdf]
This Final Notice (Macquarie Bank Limited, London Branch (MBL)) refers to breach of PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty of £13,031,400. -
Research Note: Cryptoassets consumer research 2024
This analysis looks at cryptoasset holdings in the UK and consumers’ understanding, attitudes and behavioural patterns towards them.